Recently, the general office of the China Banking and Insurance Regulatory Commission issued a notice on the first submission of the regulatory data standardization specification for banking financial institutions (version 2021). The notice mentioned that in order to implement the requirements for epidemic prevention and control, the CBRC decided to adjust the first submission of 2021 standard data. The first submission time of policy banks, large banks, joint-stock banks, foreign banks directly supervised by the CBRC, direct selling banks and financial management registration centers is adjusted to June 18, 2022. All local legal person banking institutions shall complete the submission of standard data in version 2021 according to the arrangement of local regulatory authorities, and the first submission time shall be adjusted to no later than June 20, 2022.
The notice requires all banking and insurance regulatory bureaus to strictly implement the normative requirements. At the same time, it also puts forward requirements for all units to submit complete, accurate and comprehensive data and complete the data submission on time and with quality. National Bank branches shall strictly implement the data element description, format, remarks and other submission requirements of the 2021 specification and Q&A caliber to ensure the overall consistency of EAST data submission requirements of the whole system. On the basis of strictly implementing the requirements of various specifications, implement the Q & a criteria of the two data submissions into the data retrieval and reporting work as soon as possible, and continuously improve the quality of data submission. Ensure that during the epidemic prevention and control period, actively and decisively implement the requirements of epidemic prevention and control and resumption of work and production, and concentrate efforts to actively and steadily promote all work.
This article will focus on EAST5.0 system design architecture, system function modules to share, I hope to help you.
Make statistics on the data import, data flow and verification of the report, and monitor the task.
It supports data processing, data query, data modification trace, verification rules, middle tier supply management, middle table processing and other functions.
The inspection rules shall be configured according to the requirements of the specification to detect and evaluate the data quality submitted by the bank in the current period, and the data quality results shall be monitored before ensuring the submission according to the prompts of strong verification and weak verification results.
The total score verification formula covering the whole business is set to verify that the business detail data and Sub Ledger data are consistent with the general ledger data, so as to confirm the integrity and accuracy of data collection.
All business tables are configured with intra table and inter table verification to verify the accuracy of the business data in the table. Combined with the consistency of business data, cross table verification is carried out for similar businesses, and finally a business data link full coverage verification is formed to monitor that there are many reports and no missing reports of data.
Including cross system verification and cross system data management. Cross system verification cross system verification is carried out on the imported 1104 and customer risk form data in the system to verify the consistency between the detailed data results and 1104 and customer risk report results, so as to avoid data omission and error. Cross system data management 1104. Customer risk form data can be uploaded to the system, and the version of the form can be managed at the same time.
Data import supports importing data to the target table in Excel mode; Data export supports exporting the data of the target table in Excel; Export history is supported.
Message export supports message generation, download, reset and other operations; Message Download: message generation record, which can download historical messages; The regulatory submission list provides the submission document regulatory standardized data submission list, which can preset the information of the preparer in the submission document, and fill in the list data according to the reporting organization and the table name of the generated message.
Generate records of standardized data inspection results; Provide the submission document "regulatory standardization data verification result and filing form", which can preset the information of the person filling in the submission document, and the verification result is automatically generated according to the data verification result in the report. All operations of the system are recorded, including foreground operation log and verification log.
It includes subsystem configuration, grouping configuration, form configuration and form permission configuration.
The report workflow of the middle tier and target tier can be configured.
It includes the import and export template configuration of the middle layer and the target layer, and the coverage policy during import. Export message configuration, that is, the export attribute configuration of the message corresponding to each report.
Inter table verification: the inter table verification formula configuration of the middle layer and the target layer supports user-defined verification.
Intra table verification: the intra table verification formula configuration of the middle layer and the target layer supports user-defined verification.
Cross system verification: add cross system verification logic.
It supports querying all operation records of the configuration management console.
Dictionary value configuration, provides code value management, and can customize and edit code values.
Support the business line configuration of the middle layer and the target layer, and control the data permission of the form through the business line.
In the nine years since its establishment, RIKING has provided mature and reliable regulatory compliance solutions for hundreds of financial institutions at home and abroad. In the future, RIKING will work for more partners to jointly promote the digital development of regulatory technology and improve the quality of financial services. If you have relevant data submission business needs, you can call directly for more details. We will provide policy consultation, system development, technical support and other services according to your needs.
Tel: 400-921-0806
